Series 3 License

• Offer or solicit business in futures or options on futures at a futures commission merchant (FCM) or introducing broker (IB) or who supervise any such person
  
• Are associated with a commodity trading advisor (CTA) who solicits discretionary accounts or who supervises persons so engaged
  
• Are associated with a commodity pool operator (CPO) who solicits funds for participation in a commodity pool or who supervises such persons

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